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- Title
New Guidance on Other-Than-Temporary Impairment, Proposals on Shareholder Rights, Funds Controlled by Advisors.
- Authors
Colabella, Patrick; Fitzsimons, Adrian P.; Shoaf, Victoria
- Abstract
The article explores the U.S. Securities & Exchange Commission's (SEC) guidance on other-than-temporary impairment of certain investments in equity securities including its proposals on rights of shareholders to nominate directors on corporate boards and its safeguards of investor funds controlled by investment advisors. It discusses the SEC proposal to amend Rule 14a-11 under the Securities Exchange Act of 1934.
- Subjects
UNITED States; UNITED States. Securities &; Exchange Commission; SECURITIES; INVESTMENT laws; LEGAL status of stockholders; LEGAL status of corporate directors; LEGAL status of investment advisors; MUTUAL fund laws
- Publication
Bank Accounting & Finance (08943958), 2009, Vol 22, Issue 5, p43
- ISSN
0894-3958
- Publication type
Article