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- Title
The 'Phantom Shares' Menace.
- Authors
Welborn, John W.
- Abstract
The article focuses on the practice of short selling in NASDAQ securities. In 1985, Irving M. Pollack, a securities law expert and former Securities and Exchange commissioner, has been hired by the National Association of Securities Dealers (NASD) to conduct a comprehensive review of short selling in NASDAQ. In the Pollack Study, he warned that the fail-to-deliver/fail-to-receive problem may potentially cause serious difficulties.
- Subjects
SHORT selling (Securities); SECURITIES; POLLACK, Irving M.; NASDAQ Stock Market; NATIONAL Association of Securities Dealers
- Publication
Regulation, 2008, Vol 31, Issue 1, p52
- ISSN
0147-0590
- Publication type
Article