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- Title
Lost in the Dark: An Analysis of the SEC's Regulatory Response to Dark Pools.
- Authors
Hintz, Allison
- Abstract
The author reflects on the need of dark pools for the necessary venues for high-frequency trading and the regulations from the U.S. Securities Exchange Commission (SEC) or Financial Industry Regulatory Authority (FINRA) regarding the dark pools. It mentions the SEC's proposed regulations' effectiveness at curbing information leakage and predatory practices.
- Subjects
DARK pools (Economics); UNITED States. Securities &; Exchange Commission; HIGH-frequency trading (Securities); FINANCIAL Industry Regulatory Authority; PREDATORY pricing; LEAKS (Disclosure of information); PREVENTION; LAW
- Publication
DePaul Business & Commercial Law Journal, 2015, Vol 13, Issue 2, p329
- ISSN
1542-2763
- Publication type
Opinion