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- Title
ORIENTAÇÕES DA CMVM SOBRE A AVALIAÇÃO DA ADEQUAÇÃO PARA O EXERCÍCIO DE FUNÇÕES REGULADAS E DE TITULARES DE PARTICIPAÇÕES QUALIFICADAS.
- Authors
Soares Mendes, Luísa; Stokes, Miguel
- Abstract
The CMVM has published a set of guidelines that aim to harmonize and densify the parameters that must be considered in the context of the procedures for assessing suitability for exercising regulated functions and holding qualified shares in certain entities subject to the prudential supervision of the CMVM. The guidelines are divided into two sections, a section with an analysis and description of the parameters applicable to the suitability assessment, and a second section concerning the suitability assessment procedure and the intervention of the CMVM therein.
- Subjects
FINANCIAL institutions; VENTURE capital; MUTUAL funds; FINANCIAL markets; FINANCIAL management; VENTURE capital companies; FINANCIAL crises; EUROPEAN Union
- Publication
Actualidad Jurídica (1578-956X), 2021, Issue 55, p222
- ISSN
1578-956X
- Publication type
Article