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- Title
Duplicative, Confusing, and Legally Inaccurate: The SEC's Attempt to Regulate Fixed Indexed Annuities.
- Authors
van Heuvelen, Matt
- Abstract
The article discusses the integrity and implication of the fixed indexed annuity (FIA) to the FIA industry in the U.S. It presents the current situation and mechanics of FIA, relevant laws, and Securities and Exchange Commission's (SEC) Rule 151A. It focuses on the critique to SEC's Rule 151A regarding its definition and comparison of investment risk and insurance risk, application of the laws related to FIA and the cost analysis of the rule.
- Subjects
UNITED States; INSURANCE law; RISK (Insurance); INTEGRITY; COST analysis; UNITED States. Securities &; Exchange Commission
- Publication
Journal of Corporation Law, 2010, Vol 35, Issue 3, p663
- ISSN
0360-795X
- Publication type
Article