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- Title
US Prospectus Liability – An Overview and Critique.
- Authors
Steinberg, Marc I
- Abstract
This article addresses prospectus liability in the United States. The key statutes and Securities and Exchange Commission (SEC) rules and regulations are examined in conjunction with analysis of the causes of action and defenses that are applicable. While the US prospectus framework is thorough, substantial gaps exist that should be remedied. The article accordingly focuses on principal aspects of US prospectus liability exposure and proffers recommendations for improving the overall framework.
- Subjects
UNITED States. Securities &; Exchange Commission; CAUSES of action; GOVERNMENT liability; STATUTES
- Publication
Journal of European Tort Law, 2023, Vol 14, Issue 2, p124
- ISSN
1868-9612
- Publication type
Article
- DOI
10.1515/jetl-2023-0010