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- Title
NATIONAL EXAMS AS A TOOL FOR IMPROVING STANDARDS: CAN AUSTRALIAN FINANCIAL ADVISERS TAKE A LEAF FROM THE PROFESSIONALS' BOOK?
- Authors
BREAKEY, HUGH; SAMPFORD, CHARLES
- Abstract
The article focuses on financial advisers in Australia with existing regulation, performance and quality standards and considerations with the use of a national exam. It mentions use of national exams for financial advisers in other jurisdictions and university certification for ensuring knowledge standards. It also mentions scheme governing financial advisers is overseen by the Australian Securities and Investments Commission (ASIC).
- Subjects
INVESTMENT advisors; QUALITY standards; NATIONAL competency-based educational tests; FINANCIAL planners; AUSTRALIAN Securities &; Investments Commission
- Publication
University of New South Wales Law Journal, 2017, Vol 40, Issue 1, p385
- ISSN
0313-0096
- Publication type
Article
- DOI
10.53637/rzek3492