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- Title
SEC Proposes Open-End Investment Fund Liquidity Risk Management Rules.
- Abstract
The article discusses the proposed rulemaking of the U.S. Securities and Exchange Commission on September 22, 2015, regarding liquidity risk management for mutual funds and exchange-traded funds. Topics discussed include overview and background of the proposal, three primary aspects of the proposed rules, and purpose of the swing pricing proposal.
- Subjects
LIQUIDITY (Economics); MUTUAL fund management; EXCHANGE traded funds; UNITED States. Securities &; Exchange Commission; RISK management in business -- Law &; legislation; MANAGEMENT
- Publication
Journal of Taxation & Regulation of Financial Institutions, 2016, Vol 29, Issue 4, p35
- ISSN
1547-3996
- Publication type
Article