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- Title
10B5-1 PLANS: FURTHER OBSCURING THE "SMOKING GUN" AND PROPOSALS FOR CHANGE.
- Authors
Trueper, Jane
- Abstract
The article presents a discussion on the development of the Rule 10b5-1 promulgated by the U.S. Securities and Exchange Commission (SEC) in 2000 to address unresolved issue on insider trading. Topics discussed include the unification of securities trading laws, the implication of the court on a private right of action under the rule, and the 10b5 trading plan.
- Subjects
UNITED States; INSIDER trading laws; UNITED States. Securities &; Exchange Commission; SECURITIES trading laws; IMPLIED right of action (Law); SECURITIES industry
- Publication
University of Pennsylvania Journal of Business Law, 2014, Vol 16, Issue 3, p937
- ISSN
1945-2934
- Publication type
Article