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- Title
SOME PROBLEMS OF EXEMPTION UNDER THE SECURITIES ACT OF 1933.
- Authors
THROOP, ALLEN E.; LANE, CHESTER T.
- Abstract
The article offers information on several problems related to the exemption provisions of the U.S. Securities Act of 1933. It offers information on the prohibitions of Sections 5 and 7 of the Act, related to the sale of securities through the mails or instrumentalities of the interstate commerce. It mentions that the exemptive provisions are presented in several Sections of the Act and in Sections 77(f) and 77 B(h) of the Bankruptcy Act. It mentions that the prohibitions, remedial and penal provision of fraudulent transactions are applied to transactions in all securities.
- Subjects
UNITED States; EXEMPTION (Law); PROHIBITION, United States, 1920-1933; SECURITIES; UNITED States. Bankruptcy Abuse Prevention &; Consumer Protection Act of 2005; COMMERCE; CRIMINAL law; FRAUDULENT conveyances; FINANCIAL instruments
- Publication
Law & Contemporary Problems, 1937, Vol 4, Issue 1, p89
- ISSN
0023-9186
- Publication type
Article
- DOI
10.2307/1189638