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- Title
Proposed Rules for Credit Ratings Disclosures, Pay-to-Play Practices, Municipal Securities Disclosures.
- Authors
Silliman, Benjamin R.
- Abstract
The article presents an update on the proposed rules by the U.S. Securities and Commission (SEC) governing credit ratings disclosures, pay-to-play practices and municipal securities disclosures. The SEC amendment requires Nationally Recognized Statistical Rating Organizations (NRSRO) to disclose history of ratings activity, to have access to credit rating information, and provide compliance reviews and information on conflicts of interest. Other proposals are to enhance securities disclosure, improve corporate governance and enhance investor confidence.
- Subjects
UNITED States; UNITED States. Securities &; Exchange Commission; CREDIT ratings; BOND ratings; CORPORATE governance; CONFLICT of interests; BUSINESS ethics
- Publication
Bank Accounting & Finance (08943958), 2010, Vol 23, Issue 2, p41
- ISSN
0894-3958
- Publication type
Article